The purpose of this report is to enable user to track situations that are not covered purely by the violations. In the scenario where the dealer enters a deal without a pre-deal check and is lucky in that the exposure does not exceed the limit In another scenario where the dealer was given a green light from an extended trial check initiated by a credit reservation, but was also given a violation when the deal was confirmed.
This report shall contain all dealing activity for a given day including unconfirmed deal add and extended trial check include a history of deals or dealing transactions that impacted a limit that has an excess. a) dealing transaction flag that indicates whether the action created a violation or not; b) a flag to indicate whether a deal has a successful quick update during pre deal check c) a flag to indicate whether a deal had a successful extended trial check during pre deal check; d) a flag to indicate whether the post deal exposure update caused the exposure to exceed the limit.
The user will be able to invoke the report when required. The values will be taken from the most recent data available. The data shall be sorted by Counterparty, and then date/time of dealing actions, if this option is selected (i.e. sorted by date/time within counterparty)
By default, the information of child organizations will be shown in the report. The user won’t be required to select an option to include the information.
A dropdown list with tick boxes allows for Organizations to be selected and added to the parameter. The organization code list will be kept up to date with the current organization. The user may opt to include “all” legal entities.
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